Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pershing Advisor Solutions LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janette Breton | 3246629 | 3 | 04/26/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lawrence Michael Gratch | 2808793 | 1 | 08/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janette Breton | 3246629 | 3 | 06/03/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Marc Volcy | 2958849 | 1 | 05/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Latricia Shaniece Bennett | 6167020 | 2 | 10/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristi Marie Albertsen | 2706279 | 1 | 06/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Henderson | 5859820 | 1 | 10/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Latricia Shaniece Bennett | 6167020 | 2 | 10/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle D McIntyre | 2978113 | 3 | 10/24/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle D McIntyre | 2978113 | 3 | 02/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |