Our Staff has compiled our research into a database of FINRA Broker Disclosures for Celadon Financial Group LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Badry Assatly | 2152563 | 1 | 04/09/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerard Peter Lennon | 2425507 | 3 | 04/18/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Peter Gordon | 3196242 | 1 | 04/17/2017 | Customer Dispute | Settled | $87,000.00 | $0.00 | See FINRA Report |
| Gerard Peter Lennon | 2425507 | 3 | 03/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Christopher Hinel | 2300710 | 1 | 01/04/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Roy Barr | 1587537 | 3 | 08/29/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerard Peter Lennon | 2425507 | 3 | 02/09/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Roy Barr | 1587537 | 3 | 07/20/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Roy Barr | 1587537 | 3 | 10/21/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Armand Ralph Pastine | 2257531 | 1 | 07/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |