Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alight Financial Solutions, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emmanuel Jose Gomez | 7329549 | 1 | 06/14/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Johnathan Smith | 7858912 | 1 | 02/28/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Thomas Waller | 6401816 | 1 | 09/06/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen John Gerek | 1328362 | 1 | 02/01/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |