Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ascensus Broker Dealer Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erin Holland | 6041061 | 1 | 11/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Walter Rydzeski | 1192744 | 6 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Walter Rydzeski | 1192744 | 6 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Walter Rydzeski | 1192744 | 6 | 03/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Walter Rydzeski | 1192744 | 6 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Walter Rydzeski | 1192744 | 6 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tamara Susan Kraus | 2380766 | 1 | 08/17/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anne Marie McTigue | 4791054 | 1 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Walter Rydzeski | 1192744 | 6 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Andrew Hockman | 4593544 | 1 | 09/20/2013 | Customer Dispute | Settled | $9,285.90 | $0.00 | See FINRA Report |