Our Staff has compiled our research into a database of FINRA Broker Disclosures for MM Ascend Life Investor Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brooke Ann Schaffer | 5959505 | 9 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brooke Ann Schaffer | 5959505 | 9 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brooke Ann Schaffer | 5959505 | 9 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Jay Smith | 6025324 | 1 | 12/18/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Todd Rich | 5117869 | 1 | 01/18/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steve James Kraly | 5249060 | 1 | 09/07/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sherri Renee Hitchcock | 6787556 | 1 | 09/26/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark A Briedis | 4915635 | 1 | 08/04/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |