Our Staff has compiled our research into a database of FINRA Broker Disclosures for Interactive Brokers LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory P Pokorney | 1446322 | 4 | 12/05/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory P Pokorney | 1446322 | 4 | 12/05/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory P Pokorney | 1446322 | 4 | 04/24/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ernest Len Walker | 2272835 | 2 | 08/10/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank William Tabachka | 4574491 | 1 | 04/13/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allan E. Welby | 5374733 | 3 | 12/01/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allan E. Welby | 5374733 | 3 | 09/01/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allan E. Welby | 5374733 | 3 | 09/01/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Pechy Peterffy | 1722064 | 1 | 07/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |