Our Staff has compiled our research into a database of FINRA Broker Disclosures for Interactive Brokers LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory P Pokorney | 1446322 | 4 | 06/03/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Chait | 4582696 | 5 | 09/20/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Chait | 4582696 | 5 | 05/04/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicco Brown | 2837093 | 1 | 06/27/2001 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Brodie Norman Monical | 6244891 | 1 | 10/10/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Robert Burke | 1371029 | 2 | 05/18/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Chait | 4582696 | 5 | 03/23/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Chait | 4582696 | 5 | 09/11/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francisco Luis Pena | 4420741 | 1 | 05/09/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Robert Burke | 1371029 | 2 | 12/07/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |