Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Command Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Michael Wraggs | 5201058 | 3 | 11/23/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Sue McKiernan | 5351875 | 1 | 03/30/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Thomas Faust | 6272182 | 3 | 01/27/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daisy Avila Schilling | 7612804 | 1 | 01/25/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Ronald Barr | 6742998 | 2 | 01/12/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Wraggs | 5201058 | 3 | 01/26/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Ronald Barr | 6742998 | 2 | 05/15/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Richardson | 5245606 | 1 | 05/04/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Hampton Nash | 5966593 | 1 | 07/22/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dana Paul Thornton | 7370252 | 1 | 03/13/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |