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FINRA Broker Disclosures for First Command Brokerage Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Command Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 100 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Vaughn Badenhorst5726579503/17/2022FinancialFinal$0.00$0.00See FINRA Report
Gregory William Glynn5892880306/07/2021FinancialFinal$0.00$0.00See FINRA Report
Latorya Tanyell Brown-Bailey7544216104/07/2021CriminalFinal Disposition$0.00$0.00See FINRA Report
Timothy Joseph4393016201/04/2021RegulatoryFinal$0.00$0.00See FINRA Report
Bryan C Mitchell5760817402/19/2020FinancialFinal$0.00$0.00See FINRA Report
Bryan C Mitchell5760817412/18/2019FinancialFinal$0.00$0.00See FINRA Report
Bryan C Mitchell5760817412/12/2019FinancialFinal$0.00$0.00See FINRA Report
Nicole Brandon Wheelock6753733112/09/2019FinancialFinal$0.00$0.00See FINRA Report
Jewelquelle Shauntae Ballinger7171447111/30/2019FinancialFinal$0.00$0.00See FINRA Report
Timothy Joseph4393016209/24/2019Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

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