Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Command Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Vaughn Badenhorst | 5726579 | 5 | 03/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Gregory William Glynn | 5892880 | 3 | 06/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Latorya Tanyell Brown-Bailey | 7544216 | 1 | 04/07/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Timothy Joseph | 4393016 | 2 | 01/04/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Bryan C Mitchell | 5760817 | 4 | 02/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bryan C Mitchell | 5760817 | 4 | 12/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bryan C Mitchell | 5760817 | 4 | 12/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Nicole Brandon Wheelock | 6753733 | 1 | 12/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jewelquelle Shauntae Ballinger | 7171447 | 1 | 11/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Timothy Joseph | 4393016 | 2 | 09/24/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |