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FINRA Broker Disclosures for First Command Brokerage Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Command Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 41 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Brandon Boyd Call6656124104/25/2016FinancialFinal$0.00$0.00See FINRA Report
Kevin Douglas Heckle7453993102/17/2016FinancialFinal$0.00$0.00See FINRA Report
Tamara Jo Trocha5926675402/03/2016FinancialFinal$0.00$0.00See FINRA Report
Tamara Jo Trocha5926675402/03/2016FinancialFinal$0.00$0.00See FINRA Report
Tamara Jo Trocha5926675402/03/2016FinancialFinal$0.00$0.00See FINRA Report
Tamara Jo Trocha5926675402/03/2016FinancialFinal$0.00$0.00See FINRA Report
James Thomas Stevens7164728101/27/2016FinancialFinal$0.00$0.00See FINRA Report
Quiana Davis5852783112/23/2015FinancialFinal$0.00$0.00See FINRA Report
Tracey Jones6465507112/15/2015FinancialFinal$0.00$0.00See FINRA Report
Joseph Kent Spencer6504703112/05/2014FinancialFinal$0.00$0.00See FINRA Report

41 Results

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