Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Command Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nicole Brandon Wheelock | 6753733 | 1 | 12/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jewelquelle Shauntae Ballinger | 7171447 | 1 | 11/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Raul O Aulet | 7803935 | 1 | 06/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lisan Nicola Michelle Burney | 7747549 | 1 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Cally Dean Weight | 6530308 | 1 | 03/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bryan C Mitchell | 5760817 | 4 | 12/19/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Leif Vanhala | 7426870 | 3 | 12/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Aaron Schrader | 7695127 | 1 | 09/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Edwin Evrard Vieux | 2958744 | 1 | 03/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sherrie Lynn Keylon | 1667273 | 2 | 03/01/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |