Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Command Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip Wayne Hart | 858074 | 3 | 04/16/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Phillip Wayne Hart | 858074 | 3 | 01/30/2008 | Customer Dispute | Closed-No Action | $33,000.00 | $0.00 | See FINRA Report |