Our Staff has compiled our research into a database of FINRA Broker Disclosures for Macquarie Capital (USA) Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Charles Berman | 1654533 | 1 | 09/02/1993 | Customer Dispute | Settled | $409,870.00 | $0.00 | See FINRA Report |