Our Staff has compiled our research into a database of FINRA Broker Disclosures for Macquarie Capital (USA) Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Austen Fina Paris | 7473375 | 4 | 12/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austen Fina Paris | 7473375 | 4 | 12/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austen Fina Paris | 7473375 | 4 | 10/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austen Fina Paris | 7473375 | 4 | 06/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Manthan Rajan Choksey | 5505355 | 1 | 02/13/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin J Byrne | 2947447 | 1 | 06/12/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jared David Doskow | 5477090 | 1 | 01/08/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Charles Berman | 1654533 | 1 | 09/02/1993 | Customer Dispute | Settled | $409,870.00 | $0.00 | See FINRA Report |
| Carlton Horace Moore | 6415989 | 1 | 04/22/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |