Our Staff has compiled our research into a database of FINRA Broker Disclosures for SLD America Equities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Margaret Joan Fuller | 2956127 | 1 | 03/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Jo Rockman | 5928677 | 1 | 10/01/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |