Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Carl Ramos | 2553426 | 3 | 01/13/2023 | Customer Dispute | Denied | $389,000.00 | $0.00 | See FINRA Report |
| Anna Maria Pujolas | 4689186 | 1 | 01/09/2023 | Customer Dispute | Denied | $25,749.10 | $0.00 | See FINRA Report |
| Patrick Charles Kelly | 1385784 | 2 | 01/06/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph P Silvestri | 1812212 | 1 | 01/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Antoinette Gega | 2406555 | 1 | 01/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chester Oliver Gordon | 6664493 | 1 | 01/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Martin Roeder | 1635329 | 1 | 01/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| August David Consiglio | 1516553 | 1 | 01/03/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eugene Boyd Thomas | 2065557 | 2 | 12/30/2022 | Customer Dispute | Denied | $322,500.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Gielau | 2378363 | 10 | 12/29/2022 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |