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FINRA Broker Disclosures for Performance Trust Capital Partners, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Performance Trust Capital Partners, LLC. Search or filter the database to find more about a specific broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Niraj M Bhanderi5372407109/04/2020Customer DisputeSettled$80,800,000.00$0.00See FINRA Report
Eric Christian Brown2753031207/18/2019FinancialFinal$0.00$0.00See FINRA Report
Eric Christian Brown2753031207/18/2019FinancialFinal$0.00$0.00See FINRA Report
Jason Richard Batliner6224188105/08/2013CriminalFinal Disposition$0.00$0.00See FINRA Report
Yuji Takata5472448110/27/2008CriminalFinal Disposition$0.00$0.00See FINRA Report
Brendan Michael Laird5795058208/18/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Brendan Michael Laird5795058204/26/2000CriminalFinal Disposition$0.00$0.00See FINRA Report
Robert Lee Burrows1280024109/21/1993RegulatoryFinal$0.00$0.00See FINRA Report
Michael Daniel Nardone1068080108/01/1990Customer DisputeSettled$26,000.00$0.00See FINRA Report

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