Our Staff has compiled our research into a database of FINRA Broker Disclosures for Performance Trust Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Niraj M Bhanderi | 5372407 | 1 | 09/04/2020 | Customer Dispute | Settled | $80,800,000.00 | $0.00 | See FINRA Report |
Eric Christian Brown | 2753031 | 2 | 07/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Eric Christian Brown | 2753031 | 2 | 07/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jason Richard Batliner | 6224188 | 1 | 05/08/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Yuji Takata | 5472448 | 1 | 10/27/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brendan Michael Laird | 5795058 | 2 | 08/18/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brendan Michael Laird | 5795058 | 2 | 04/26/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Robert Lee Burrows | 1280024 | 1 | 09/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Daniel Nardone | 1068080 | 1 | 08/01/1990 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |