Our Staff has compiled our research into a database of FINRA Broker Disclosures for Univest Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Poulin | 6229037 | 1 | 02/12/2018 | Customer Dispute | Settled | $32,398.00 | $0.00 | See FINRA Report |
| Azem Nesimi | 5526393 | 1 | 12/01/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ying Cui | 2134588 | 1 | 08/27/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |