Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric E Maya | 6592307 | 1 | 03/15/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael W Mauriello | 5692496 | 1 | 09/17/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Richardson Armstrong | 5811666 | 1 | 04/29/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Emmett Baxter | 6827199 | 1 | 08/31/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Felipe Medina | 2095538 | 3 | 08/08/2005 | Customer Dispute | Settled | $39,242,500.00 | $0.00 | See FINRA Report |
| Felipe Medina | 2095538 | 3 | 08/08/2005 | Customer Dispute | Settled | $22,604,100.00 | $0.00 | See FINRA Report |
| Mark Somers | 5549614 | 1 | 07/25/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Orson Valentine | 5459708 | 1 | 05/24/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Casey Ganley | 5476312 | 1 | 06/28/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Scott Usher | 5218344 | 1 | 11/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |