Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Joseph Auerbach | 5705236 | 1 | 09/19/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Simon Wong | 6442899 | 1 | 07/23/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Victor James Espriella | 7179001 | 1 | 06/25/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vitallia Dennell Williams | 7398712 | 1 | 05/11/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Caleeb C Brewley | 7035521 | 2 | 02/03/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew D Barry | 6358333 | 1 | 01/02/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Scott Coyle | 5543638 | 1 | 01/01/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alvaro Tafur | 2274850 | 1 | 12/07/2011 | Customer Dispute | Settled | $79,258.20 | $0.00 | See FINRA Report |
| Adam John Bach | 2802375 | 1 | 11/28/2011 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Kathryn McCabe | 6518848 | 1 | 11/08/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |