Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sloan J Luckie | 2507016 | 1 | 06/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathryn Cosgrove | 6208931 | 2 | 04/14/2016 | Customer Dispute | Closed-No Action | $114,000.00 | $0.00 | See FINRA Report |
| Paul E Gugino | 6956083 | 1 | 03/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler West Vernieu | 6639422 | 1 | 12/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Rae Kramer | 3006058 | 1 | 10/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Conor Liam Callaghan | 6965841 | 1 | 08/14/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Mannix | 6973311 | 1 | 07/16/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Alan Weinstein | 1356899 | 1 | 03/25/2015 | Customer Dispute | Settled | $176,123.00 | $0.00 | See FINRA Report |
| Wesley David Huber | 5439187 | 1 | 12/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caleeb C Brewley | 7035521 | 2 | 12/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |