Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Haris Dizdarevic | 6985723 | 7 | 07/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Haris Dizdarevic | 6985723 | 7 | 07/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Haris Dizdarevic | 6985723 | 7 | 07/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Chisholm | 5997056 | 1 | 06/16/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Fay Gokhman | 7155148 | 1 | 04/20/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffery Coda | 7349760 | 4 | 01/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher B Chapman | 5135479 | 2 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chao Zhang | 6841771 | 1 | 01/21/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffery Coda | 7349760 | 4 | 12/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Wayne Marshall | 7332436 | 1 | 06/30/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |