Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Miguel Baez | 6628412 | 3 | 11/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caroline Condevaux | 7332770 | 1 | 10/20/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jesse S Lieberman | 6879125 | 1 | 09/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Chisholm | 5997056 | 1 | 06/16/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Fay Gokhman | 7155148 | 1 | 04/20/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffery Coda | 7349760 | 4 | 01/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chao Zhang | 6841771 | 1 | 01/21/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffery Coda | 7349760 | 4 | 12/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Creighton M Kang | 6753173 | 3 | 11/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Creighton M Kang | 6753173 | 3 | 09/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |