Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karolyn Maureen Clement | 6428296 | 1 | 02/06/2018 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Thomas F Eason | 5368746 | 1 | 01/03/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Haris Dizdarevic | 6985723 | 7 | 12/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Miguel Baez | 6628412 | 3 | 11/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julia Andrea Clarkson | 1731997 | 1 | 11/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caroline Yolanda Wiederkehr | 7332770 | 1 | 10/20/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Haris Dizdarevic | 6985723 | 7 | 10/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse S. Lieberman | 6879125 | 1 | 09/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Haris Dizdarevic | 6985723 | 7 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Haris Dizdarevic | 6985723 | 7 | 07/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |