Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery Coda | 7349760 | 4 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nickolas Manuel Sophinos | 4246511 | 1 | 02/21/2019 | Customer Dispute | Denied | $130,193.00 | $0.00 | See FINRA Report |
| Kathryn Cosgrove | 6208931 | 2 | 02/21/2019 | Customer Dispute | Denied | $130,193.00 | $0.00 | See FINRA Report |
| David Michael Solomon | 1616414 | 1 | 02/19/2019 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Roy Suarez | 6408804 | 1 | 02/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Jeff Nossel | 2110200 | 1 | 12/06/2018 | Customer Dispute | Denied | $10,000,000.00 | $0.00 | See FINRA Report |
| Carli C Gogol | 7113703 | 1 | 09/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Xiang Fan | 4843573 | 1 | 07/02/2018 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher B Chapman | 5135479 | 2 | 06/04/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Coda | 7349760 | 4 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |