Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Peter Eisman | 3107810 | 1 | 03/17/2020 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Terence Christopher Hagerty | 4820139 | 1 | 03/17/2020 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Porter | 5572639 | 1 | 03/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Miguel Baez | 6628412 | 3 | 11/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jackson Robert Cronin | 7260762 | 1 | 10/31/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Parker Wetherbee | 7222093 | 1 | 09/03/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard John Gnodde | 1874064 | 1 | 08/09/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Suk Bae Lee | 3155586 | 1 | 08/09/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Satya P Alagarsamy | 7585250 | 1 | 05/28/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jose Miguel Baez | 6628412 | 3 | 04/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |