Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melvin A.J Girard | 6999593 | 1 | 04/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fabiana C Dacosta | 5380656 | 3 | 01/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mallory Rose Hernandez | 7278187 | 1 | 07/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Spencer John Olding | 3162464 | 1 | 04/20/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Robert Schexnaildre | 6182170 | 1 | 03/09/2021 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Fabiana C Dacosta | 5380656 | 3 | 01/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fabiana C Dacosta | 5380656 | 3 | 01/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Dwayne Harris | 3139372 | 1 | 01/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elijah Michael Everett | 6367487 | 1 | 10/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abyssinia Vanterpool | 6362832 | 1 | 03/25/2020 | Customer Dispute | Denied | $237,732.00 | $0.00 | See FINRA Report |