Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Opoku Busumbru | 4930927 | 2 | 09/01/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Allen Stelzer | 5607548 | 1 | 05/15/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ben Jonah Koenig | 2931502 | 1 | 10/19/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Paul Darragh | 4322675 | 1 | 05/20/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Jeffrey Mengel | 4849089 | 1 | 12/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Theodore Guidon | 4600750 | 1 | 08/13/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Lowell Sacks | 1332610 | 1 | 07/27/1999 | Customer Dispute | Settled | $331,210.00 | $0.00 | See FINRA Report |
| Bajihe Janowitz | 2447283 | 1 | 06/30/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Quiroga | 2751934 | 2 | 02/22/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt Herman Hockmeyer | 4980715 | 1 | 07/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |