Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phaychith Sayasith | 4084959 | 1 | 04/01/2004 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Daniel Scott Usher | 5218344 | 1 | 11/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Emnet Gebreegziabher | 5975427 | 1 | 07/22/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Alton Abell | 5921575 | 1 | 07/07/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tian Lun Yu | 4984046 | 1 | 08/27/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Felipe Medina | 2095538 | 3 | 07/05/2002 | Customer Dispute | Settled | $8,000,000.00 | $0.00 | See FINRA Report |
| Dylan Thomas Cooper | 4991309 | 1 | 06/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Harold Mooney | 2099280 | 1 | 05/28/2002 | Customer Dispute | Settled | $949,573.00 | $0.00 | See FINRA Report |
| Navin Babu | 6247588 | 1 | 04/28/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew James Mitchell | 5830494 | 1 | 10/31/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |