Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Quiroga | 2751934 | 2 | 06/23/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dean Matthew Flanagan | 2277775 | 1 | 12/11/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph M Ryan | 4954572 | 1 | 03/17/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zarina Ahmad | 4869443 | 1 | 05/16/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Mark Schwartz | 1225432 | 1 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |