Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Lowell Sacks | 1332610 | 1 | 07/27/1999 | Customer Dispute | Settled | $331,210.00 | $0.00 | See FINRA Report |
| Michael Quiroga | 2751934 | 2 | 02/22/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt Herman Hockmeyer | 4980715 | 1 | 07/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis Alexander Levy | 4437689 | 1 | 11/15/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Gregory Leonard | 5827548 | 1 | 11/09/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Edward Wallace | 4573739 | 1 | 05/22/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Petros Voulgaris | 6945835 | 1 | 03/24/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Brian Goldenberg | 1025582 | 1 | 09/22/1994 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Clayton Andrew Wilmer | 5784777 | 1 | 03/25/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Brent Koehler | 4029293 | 1 | 03/15/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |