Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Lee Lavi | 2432072 | 2 | 03/12/2010 | Customer Dispute | Withdrawn | $1,300,000.00 | $0.00 | See FINRA Report |
| Lisa Opoku Busumbru | 4930927 | 2 | 11/10/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Charles Paul Rehmann | 5602653 | 1 | 03/07/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Evans Burpee | 4183693 | 1 | 08/29/2008 | Customer Dispute | Closed-No Action | $24,160.00 | $0.00 | See FINRA Report |
| Casey G Gurganus | 4695505 | 1 | 07/08/2008 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Stephen William Reinhard | 3109173 | 1 | 04/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vladimir Francis Marcel | 2779807 | 1 | 04/02/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Donald Lee Lavi | 2432072 | 2 | 03/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sean Adam Curran | 2977107 | 1 | 03/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Lee Swearingen | 1800451 | 2 | 11/07/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |