Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emnet Gebreegziabher | 5975427 | 1 | 07/22/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Felipe Medina | 2095538 | 3 | 07/05/2002 | Customer Dispute | Settled | $8,000,000.00 | $0.00 | See FINRA Report |
| Michael Harold Mooney | 2099280 | 1 | 05/28/2002 | Customer Dispute | Settled | $949,573.00 | $0.00 | See FINRA Report |
| Navin Babu | 6247588 | 1 | 04/28/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew James Mitchell | 5830494 | 1 | 10/31/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Allen Stelzer | 5607548 | 1 | 05/15/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ben Jonah Koenig | 2931502 | 1 | 10/19/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Paul Darragh | 4322675 | 1 | 05/20/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Jeffrey Mengel | 4849089 | 1 | 12/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Theodore Guidon | 4600750 | 1 | 08/13/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |