Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Felipe Medina | 2095538 | 3 | 07/05/2002 | Customer Dispute | Settled | $8,000,000.00 | $0.00 | See FINRA Report |
| Michael Harold Mooney | 2099280 | 1 | 05/28/2002 | Customer Dispute | Settled | $949,573.00 | $0.00 | See FINRA Report |
| Ben Jonah Koenig | 2931502 | 1 | 10/19/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Lowell Sacks | 1332610 | 1 | 07/27/1999 | Customer Dispute | Settled | $331,210.00 | $0.00 | See FINRA Report |
| Jeffrey Brian Goldenberg | 1025582 | 1 | 09/22/1994 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Thomas Mark Schwartz | 1225432 | 1 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |