Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wesley David Huber | 5439187 | 1 | 12/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caleeb C Brewley | 7035521 | 2 | 12/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Joseph Auerbach | 5705236 | 1 | 09/19/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Quiroga | 2751934 | 2 | 02/22/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |