Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Miguel Baez | 6628412 | 3 | 11/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse S Lieberman | 6879125 | 1 | 09/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Coda | 7349760 | 4 | 01/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Coda | 7349760 | 4 | 12/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Creighton M Kang | 6753173 | 3 | 11/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Creighton M Kang | 6753173 | 3 | 09/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sloan J Luckie | 2507016 | 1 | 06/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul E Gugino | 6956083 | 1 | 03/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler West Vernieu | 6639422 | 1 | 12/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Rae Kramer | 3006058 | 1 | 10/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |