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FINRA Broker Disclosures for Goldman Sachs & Co. LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 34 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Elijah Michael Everett6367487110/09/2020FinancialFinal$0.00$0.00See FINRA Report
Thomas Porter5572639103/17/2020RegulatoryFinal$0.00$0.00See FINRA Report
Jose Miguel Baez6628412311/27/2019FinancialFinal$0.00$0.00See FINRA Report
Jose Miguel Baez6628412304/29/2019FinancialFinal$0.00$0.00See FINRA Report
Jeffery Coda7349760402/28/2019FinancialFinal$0.00$0.00See FINRA Report
Thomas Roy Suarez6408804102/12/2019FinancialFinal$0.00$0.00See FINRA Report
Creighton M Kang6753173301/30/2019FinancialFinal$0.00$0.00See FINRA Report
Carli C Gogol7113703109/19/2018FinancialFinal$0.00$0.00See FINRA Report
Jeffery Coda7349760403/01/2018FinancialFinal$0.00$0.00See FINRA Report
Thomas F Eason5368746101/03/2018RegulatoryFinal$0.00$0.00See FINRA Report

34 Results

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