Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Elijah Michael Everett | 6367487 | 1 | 10/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Porter | 5572639 | 1 | 03/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jose Miguel Baez | 6628412 | 3 | 11/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jose Miguel Baez | 6628412 | 3 | 04/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeffery Coda | 7349760 | 4 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Roy Suarez | 6408804 | 1 | 02/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Creighton M Kang | 6753173 | 3 | 01/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Carli C Gogol | 7113703 | 1 | 09/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeffery Coda | 7349760 | 4 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Thomas F Eason | 5368746 | 1 | 01/03/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |