Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathryn Cosgrove | 6208931 | 2 | 02/21/2019 | Customer Dispute | Denied | $130,193.00 | $0.00 | See FINRA Report |
| Craig Jeff Nossel | 2110200 | 1 | 12/06/2018 | Customer Dispute | Denied | $10,000,000.00 | $0.00 | See FINRA Report |
| Karolyn Maureen Clement | 6428296 | 1 | 02/06/2018 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Kathryn Cosgrove | 6208931 | 2 | 04/14/2016 | Customer Dispute | Closed-No Action | $114,000.00 | $0.00 | See FINRA Report |
| Alvaro Tafur | 2274850 | 1 | 12/07/2011 | Customer Dispute | Settled | $79,258.20 | $0.00 | See FINRA Report |
| Adam John Bach | 2802375 | 1 | 11/28/2011 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Donald Lee Lavi | 2432072 | 2 | 03/12/2010 | Customer Dispute | Withdrawn | $1,300,000.00 | $0.00 | See FINRA Report |
| John Evans Burpee | 4183693 | 1 | 08/29/2008 | Customer Dispute | Closed-No Action | $24,160.00 | $0.00 | See FINRA Report |
| Casey G Gurganus | 4695505 | 1 | 07/08/2008 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Stephen William Reinhard | 3109173 | 1 | 04/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |