Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew James Mitchell | 5830494 | 1 | 10/31/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Allen Stelzer | 5607548 | 1 | 05/15/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Paul Darragh | 4322675 | 1 | 05/20/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Jeffrey Mengel | 4849089 | 1 | 12/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Theodore Guidon | 4600750 | 1 | 08/13/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kurt Herman Hockmeyer | 4980715 | 1 | 07/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis Alexander Levy | 4437689 | 1 | 11/15/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Gregory Leonard | 5827548 | 1 | 11/09/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Edward Wallace | 4573739 | 1 | 05/22/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Petros Voulgaris | 6945835 | 1 | 03/24/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |