Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Sterling Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Ann Masel | 1613954 | 2 | 10/15/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Masel | 1613954 | 2 | 09/24/2001 | Customer Dispute | Settled | $39,821.00 | $0.00 | See FINRA Report |