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FINRA Broker Disclosures for Susquehanna Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Susquehanna Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 20 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Vincent Morano4308825201/15/1990Employment Separation After Allegations$0.00$0.00See FINRA Report
Arthur Dantchik1802453104/21/1988RegulatoryFinal$0.00$0.00See FINRA Report
Louis Michael Turchi6222457207/13/1987CriminalFinal Disposition$0.00$0.00See FINRA Report
Kevin C Kelley7773771108/03/1985CriminalFinal Disposition$0.00$0.00See FINRA Report
Jeffrey Steven Yass1802451511/07/1984RegulatoryFinal$0.00$0.00See FINRA Report
Christopher Gerrard Larkin5880365104/16/1984CriminalFinal Disposition$0.00$0.00See FINRA Report
Jeffrey Steven Yass1802451501/27/1984RegulatoryFinal$0.00$0.00See FINRA Report
Jeffrey Steven Yass1802451512/08/1982RegulatoryFinal$0.00$0.00See FINRA Report
Jeffrey Steven Yass1802451510/27/1982RegulatoryFinal$0.00$0.00See FINRA Report
Jeffrey Steven Yass1802451507/07/1982RegulatoryFinal$0.00$0.00See FINRA Report

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