Our Staff has compiled our research into a database of FINRA Broker Disclosures for Susquehanna Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Vincent Morano | 4308825 | 2 | 01/15/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Arthur Dantchik | 1802453 | 1 | 04/21/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Louis Michael Turchi | 6222457 | 2 | 07/13/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kevin C Kelley | 7773771 | 1 | 08/03/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jeffrey Steven Yass | 1802451 | 5 | 11/07/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Christopher Gerrard Larkin | 5880365 | 1 | 04/16/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jeffrey Steven Yass | 1802451 | 5 | 01/27/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey Steven Yass | 1802451 | 5 | 12/08/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey Steven Yass | 1802451 | 5 | 10/27/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey Steven Yass | 1802451 | 5 | 07/07/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |