Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cascade Investment Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fermin John Padilla | 2727411 | 1 | 05/21/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Michael Beach | 708700 | 1 | 08/21/1992 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |