Our Staff has compiled our research into a database of FINRA Broker Disclosures for Phillips & Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lacey Nichole Lawson | 4831219 | 3 | 10/08/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lacey Nichole Lawson | 4831219 | 3 | 02/12/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lacey Nichole Lawson | 4831219 | 3 | 01/03/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Charles Phillips | 1395428 | 1 | 08/04/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |