Our Staff has compiled our research into a database of FINRA Broker Disclosures for Global Financial Services, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eduardo Leon | 2232647 | 4 | 03/10/2023 | Customer Dispute | Settled | $198,040.00 | $0.00 | See FINRA Report |
| Eduardo Leon | 2232647 | 4 | 03/16/2022 | Customer Dispute | Settled | $428,771.00 | $0.00 | See FINRA Report |
| Eduardo Leon | 2232647 | 4 | 03/03/2022 | Customer Dispute | Settled | $321,180.00 | $0.00 | See FINRA Report |
| Gerardo Arturo Chapa | 1451790 | 2 | 04/10/2008 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Eduardo Leon | 2232647 | 4 | 04/10/2008 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Gerardo Arturo Chapa | 1451790 | 2 | 12/30/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |