Our Staff has compiled our research into a database of FINRA Broker Disclosures for Investment Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jared Smith | 4708839 | 1 | 02/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Moses Byiringiro Mwizerwa | 6754358 | 2 | 01/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Moses Byiringiro Mwizerwa | 6754358 | 2 | 01/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria Ann Hicks | 2488474 | 1 | 11/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Jo Fleskoski | 6442156 | 1 | 08/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erika Williams Roberts | 2693435 | 2 | 08/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erika Williams Roberts | 2693435 | 2 | 08/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |