Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sunset Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Daniel Aaron Jack | 3069480 | 1 | 01/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brent Austin Stanley | 4903725 | 2 | 06/04/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Brent Austin Stanley | 4903725 | 2 | 03/05/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Barry Charles Finley | 4130670 | 1 | 08/17/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Robert Thomas Petzold | 3047984 | 1 | 04/05/2007 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
Sherita Stuart | 5453596 | 1 | 10/24/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |