Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Peyret | 4847984 | 1 | 01/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry Manuel Nunez | 5103136 | 5 | 12/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter James Klarides | 1636337 | 5 | 12/14/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roberto Francisco Leslie | 2755940 | 8 | 12/01/2017 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Brian J. Coleman | 5334265 | 3 | 11/27/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lisa Jaleane Heathfield | 6372828 | 5 | 11/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carrie Renea Curnow | 4701717 | 1 | 10/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Jan Mueller | 4580823 | 1 | 10/02/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lisa Jaleane Heathfield | 6372828 | 5 | 09/01/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lisa Jaleane Heathfield | 6372828 | 5 | 09/01/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |