Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Stephen Pronovost | 1990612 | 16 | 10/02/2019 | Customer Dispute | Settled | $218,295.00 | $0.00 | See FINRA Report |
| Roberto Francisco Leslie | 2755940 | 8 | 07/12/2019 | Customer Dispute | Settled | $39,240.90 | $0.00 | See FINRA Report |
| Roberto Francisco Leslie | 2755940 | 8 | 06/11/2019 | Customer Dispute | Denied | $17,863.60 | $0.00 | See FINRA Report |
| John Stephen Pronovost | 1990612 | 16 | 04/04/2019 | Customer Dispute | Settled | $12,086.80 | $0.00 | See FINRA Report |
| John Stephen Pronovost | 1990612 | 16 | 04/04/2019 | Customer Dispute | Settled | $30,982.00 | $0.00 | See FINRA Report |
| Robert Earl Peckham | 2033082 | 3 | 01/14/2019 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| John Stephen Pronovost | 1990612 | 16 | 12/11/2018 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Alissa Provanzana | 5785617 | 1 | 11/15/2018 | Customer Dispute | Denied | $23,346.70 | $0.00 | See FINRA Report |
| Dennis Leroy Mollison | 4700121 | 2 | 11/12/2018 | Customer Dispute | Settled | $5,847.00 | $0.00 | See FINRA Report |
| Michael Joseph Jennings | 3150185 | 2 | 10/29/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |