Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Leroy Mollison | 4700121 | 2 | 03/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Catherine Leslie Feeley | 1005270 | 5 | 10/21/1996 | Customer Dispute | Settled | $18,790.50 | $0.00 | See FINRA Report |
| Lance Wayne Roe | 1951011 | 2 | 04/30/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Murray Joseph Johnston | 1764304 | 3 | 12/27/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Samuel Salmond Sylvester | 1815606 | 1 | 05/30/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Michael Nauman | 501190 | 1 | 08/01/1993 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Frank Cleveland Jones | 2506897 | 1 | 03/11/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lance Wayne Roe | 1951011 | 2 | 08/01/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter James Klarides | 1636337 | 5 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Earl Peckham | 2033082 | 3 | 01/22/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |