Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Michael Cooney | 1326757 | 1 | 11/08/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Charles Hill Jr | 1959724 | 4 | 11/05/1999 | Customer Dispute | Closed-No Action | $5,009.56 | $0.00 | See FINRA Report |
| Amy Lynn Barnes | 6192734 | 1 | 09/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joe Edwin Waters | 5044439 | 1 | 01/30/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Richard Petrilli | 2176221 | 1 | 01/11/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Nicholas Thomas Poulos | 2044218 | 1 | 10/20/1998 | Customer Dispute | Denied | $9,500.00 | $0.00 | See FINRA Report |
| Dennis Leroy Mollison | 4700121 | 2 | 03/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Timothy Mannello | 2362416 | 1 | 10/31/1995 | Customer Dispute | Settled | $41,695.00 | $0.00 | See FINRA Report |
| Murray Joseph Johnston | 1764304 | 3 | 12/27/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Samuel Salmond Sylvester | 1815606 | 1 | 05/30/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |