Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Price Almond | 2856576 | 1 | 03/07/2002 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Roberto Francisco Leslie | 2755940 | 8 | 02/04/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Thomas Avila | 2924574 | 1 | 12/14/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Johnson | 2756362 | 3 | 11/27/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Tracy Allen Poole | 2681620 | 1 | 08/21/2001 | Customer Dispute | Settled | $6,592.50 | $0.00 | See FINRA Report |
| Catherine Leslie Feeley | 1005270 | 5 | 08/01/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kian Hoe Soh | 3142530 | 2 | 03/26/2001 | Customer Dispute | Settled | $15,176.90 | $0.00 | See FINRA Report |
| Catherine Leslie Feeley | 1005270 | 5 | 02/28/2001 | Customer Dispute | Denied | $5,633.00 | $0.00 | See FINRA Report |
| Catherine Leslie Feeley | 1005270 | 5 | 11/13/2000 | Customer Dispute | Settled | $6,332.00 | $0.00 | See FINRA Report |
| Brett Alan Rand | 4037498 | 2 | 10/22/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |