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FINRA Broker Disclosures for Infinex Investments, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 211-220 out of 266 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Paul Charles Hill Jr1959724405/16/2005Customer DisputeDenied$18,521.00$0.00See FINRA Report
Derek Wilhelm Malone5495233501/12/2005Judgment / Lien$0.00$0.00See FINRA Report
Mark Raymond Vida1595641306/09/2004Customer DisputeSettled$6,695.00$0.00See FINRA Report
John Effingham Deans1696906205/26/2004Customer DisputeDenied$80,000.00$0.00See FINRA Report
Andrew Christopher Patrick2928157403/05/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Christopher Ludwin2426244601/17/2004Customer DisputeSettled$5,700.00$0.00See FINRA Report
John Stewart Freeman1360164101/09/2004Customer DisputeSettled$0.00$0.00See FINRA Report
Richard Laurin McMillan1952011111/13/2003Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Scott Windsor2169612110/16/2003Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Kevin Barry Manghan1656496210/02/2003Customer DisputeDenied$5,000.00$0.00See FINRA Report

266 Results

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