Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Paul Charles Hill Jr | 1959724 | 4 | 05/16/2005 | Customer Dispute | Denied | $18,521.00 | $0.00 | See FINRA Report |
Derek Wilhelm Malone | 5495233 | 5 | 01/12/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mark Raymond Vida | 1595641 | 3 | 06/09/2004 | Customer Dispute | Settled | $6,695.00 | $0.00 | See FINRA Report |
John Effingham Deans | 1696906 | 2 | 05/26/2004 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
Andrew Christopher Patrick | 2928157 | 4 | 03/05/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Christopher Ludwin | 2426244 | 6 | 01/17/2004 | Customer Dispute | Settled | $5,700.00 | $0.00 | See FINRA Report |
John Stewart Freeman | 1360164 | 1 | 01/09/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Richard Laurin McMillan | 1952011 | 1 | 11/13/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Scott Windsor | 2169612 | 1 | 10/16/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Kevin Barry Manghan | 1656496 | 2 | 10/02/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |