Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Alfonso Giansanti | 1728073 | 3 | 12/11/2006 | Customer Dispute | Settled | $1,664,580.00 | $0.00 | See FINRA Report |
| Derek Wilhelm Malone | 5495233 | 5 | 11/22/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tyson Thane Schmidt | 4687280 | 1 | 11/14/2006 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Chung Yueh Lin | 4737029 | 1 | 06/26/2006 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Jeffrey Bruce Schneider | 1524223 | 2 | 06/15/2006 | Customer Dispute | Denied | $11,053.90 | $0.00 | See FINRA Report |
| Steve R Palmer | 2693018 | 2 | 12/13/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Tracy Neal Adams | 4412486 | 2 | 11/30/2005 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Robert Nieto | 2535794 | 2 | 11/14/2005 | Customer Dispute | Settled | $3,500.00 | $0.00 | See FINRA Report |
| Joseph Thomas McMahon | 2915473 | 1 | 09/01/2005 | Customer Dispute | Denied | $31,805.00 | $0.00 | See FINRA Report |
| Derek Wilhelm Malone | 5495233 | 5 | 06/07/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |