Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Jae Robertson | 7400469 | 1 | 12/24/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melissa Godwin Scott | 5250911 | 1 | 12/13/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Wayne George | 2519257 | 1 | 09/06/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ralph Alfonso Giansanti | 1728073 | 3 | 07/24/2007 | Customer Dispute | Settled | $667,589.00 | $0.00 | See FINRA Report |
| Ralph Alfonso Giansanti | 1728073 | 3 | 07/24/2007 | Customer Dispute | Settled | $388,287.00 | $0.00 | See FINRA Report |
| David George Hanafin | 2275414 | 1 | 05/21/2007 | Customer Dispute | Denied | $5,400.00 | $0.00 | See FINRA Report |
| Robert Earl Peckham | 2033082 | 3 | 04/13/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Ann Bice | 2540027 | 1 | 02/28/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Steele Coe | 1564742 | 1 | 01/17/2007 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Robert Patrick Carroll | 1470313 | 1 | 01/11/2007 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |